Financial Regulations and Ethics in Investments

Course ID:
FINC 609

Program:
M.Sc. and Professional Diploma in Banking and Finance (MBF)

Level:
Post graduate

Semester:

Credit:
3 Cr. Hrs.

Description

Prerequisite: FINC 601 or consent of the instructor

The course has two parts. The first part covers the financial regulations in Egypt. The second part covers the investment code of ethics and professional conduct of the Chartered Financial Analysts Institute (CFAI), the largest and well-established institute supervising the investment profession worldwide. Topics covered include knowledge and compliance with laws, independence and objectivity, duties to clients, fair dealing, insider trading, market manipulation and misrepresentation.