Prerequisite: FINC 601 or consent of the instructor
The course has two parts. The first part covers the financial regulations in Egypt. The second part covers the investment code of ethics and professional conduct of the Chartered Financial Analysts Institute (CFAI), the largest and well-established institute supervising the investment profession worldwide. Topics covered include knowledge and compliance with laws, independence and objectivity, duties to clients, fair dealing, insider trading, market manipulation and misrepresentation.